Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Expert Analysis Group Ltd
FRN 480082
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF11 Money Laundering Reporting (15 Jun 2015 to 8 Dec 2019)
- CF1 Director (6 Feb 2015 to 8 Dec 2019)
- CF29 Significant management (6 Feb 2015 to 8 Dec 2019)
- CF3 Chief Executive (6 Feb 2015 to 8 Dec 2019)
- CF8 Apportionment and Oversight (25 Apr 2008 to 26 Jan 2009)
- CF30 Customer (25 Apr 2008 to 26 Jan 2009)
- CF10 Compliance Oversight (25 Apr 2008 to 26 Jan 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.