Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (10 Nov 2010 to 1 Jun 2015)
    • CF30 Customer (1 Nov 2007 to 1 Jun 2015)
    • CF21 Investment Adviser (22 Apr 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Jan 2005 to 22 Apr 2005)
    • CF7 Sole Trader (AR) (18 Jan 2005 to 28 Oct 2005)
  • John Nuttall Ltd (no longer approved here)

    FRN 419873

    • (1)Employed By (18 Jan 2005 to 1 Jun 2015)
  • Heritage Financial Consultancy Limited (no longer approved here)

    FRN 181849

    • (2)Employed By (1 Dec 2001 to 30 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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