Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 31 Oct 2008)
- CF14 Risk Assessment (1 Dec 2001 to 6 Nov 2002)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 8 Mar 2005)
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 30 Jun 2006)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF3 Chief Executive (1 Dec 2001 to 30 Jun 2006)
- CF1 Director (1 Dec 2001 to 31 Jul 2008)
- CF8 Apportionment and Oversight (1 Dec 2001 to 30 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.