John Michael Lee

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LEE WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 596277

    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Dec 2018)
    • Responsible for Insurance Mediation (26 Jun 2015 to 30 Sep 2018)
    • CF10 Compliance Oversight (9 Jun 2015 to 1 Dec 2018)
    • CF11 Money Laundering Reporting (9 Jun 2015 to 1 Dec 2018)
    • CF30 Customer (10 Jul 2013 to 8 Dec 2019)
    • CF1 Director (10 Jul 2013 to 1 Dec 2018)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 27 Jun 2013)
    • CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (111)Employed By (19 Jun 2003 to 27 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

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