John Michael Finnegan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oakway Wealth Management Limited (no longer approved here)

    FRN 682709

    • (1)Employed By (12 Feb 2020 to 31 Mar 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2022)
    • CF1 Director (AR) (5 Oct 2010 to 11 Mar 2020)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2022)
    • CF21 Investment Adviser (19 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Oct 2003 to 19 Mar 2004)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (1 Dec 2001 to 28 Nov 2003)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 28 Nov 2003)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 28 Nov 2003)
  • Charterhouse Financial Management (no longer approved here)

    FRN 183720

    • Employed By (1 Oct 1998 to 28 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.