John Michael Arrowsmith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Optimum Independent Financial Advisers Limited

    FRN 798611

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (3 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (3 Apr 2018 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (12 Feb 2003 to 31 Jan 2005)
  • Chadborn Baker & Kearle Ltd (no longer approved here)

    FRN 221150

    • Employed By (12 Feb 2003 to 31 Jan 2005)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (6 Dec 2002 to 5 Feb 2003)
  • Lighthouse Premier Ltd (no longer approved here)

    FRN 218736

    • (2)Employed By (6 Dec 2002 to 5 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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