Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • SMF13 Chair of the Nominations Committee (17 Jan 2018 to 31 Dec 2023)
    • SMF4 Chief Risk (7 Mar 2016 to 31 Mar 2017)
    • CF28 Systems and controls (21 Feb 2011 to 6 Mar 2016)
    • CF1 Director (30 Jan 2007 to 6 Mar 2016)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • SMF4 Chief Risk (7 Mar 2016 to 31 Mar 2017)
    • CF28 Systems and controls (1 Oct 2009 to 6 Mar 2016)
  • BNY XBK (UK) Limited (no longer approved here)

    FRN 188432

    • CF28 Systems and controls (1 Nov 2007 to 31 Mar 2017)
    • CF13 Finance (30 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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