Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 5 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 5 Mar 2024)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (5 Aug 2004 to 27 Aug 2004)
    • CF22 Investment Adviser (Trainee) (2 Aug 2004 to 5 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.