John McAdams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tideway Investment Partners LLP (no longer approved here)
FRN 496214
- CF30 Customer (1 Oct 2015 to 7 Oct 2016)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (10 Sep 2014 to 19 Jun 2015)
Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (23 Nov 2011 to 29 Jul 2013)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (1 Nov 2007 to 14 Jan 2008)
- CF22 Investment Adviser (Trainee) (20 Jun 2007 to 31 Oct 2007)
KG Associates Ltd (no longer approved here)
FRN 402769
- (2)Employed By (20 Jun 2007 to 14 Jan 2008)
RLUM Limited (no longer approved here)
FRN 144032
- CF22 Investment Adviser (Trainee) (2 Dec 2004 to 5 Dec 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.