John Mawdesley

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Aug 2023)
    • [FCA CF] Client dealing (since 30 Aug 2023)
  • MML Financial Associates Ltd

    FRN 577269

    • (1)21. Advising or arranging (bringing about) equity release transactions
    • (3)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (4)4. Giving personal recommendations on retail investment products which are not broker funds
    • (2)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (8)SMF16 Compliance Oversight (since 13 Oct 2021)
    • (7)SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Oct 2021)
    • (5)Responsibility for MCD Intermediation (since 13 Oct 2021)
    • (9)SMF3 Executive Director (since 9 Dec 2019)
    • (10)[FCA CF] Client dealing (since 9 Dec 2019)
    • (11)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (6)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (3)Responsibility for MCD Intermediation (3 May 2016 to 23 Jun 2020)
    • (4)Responsible for Insurance Mediation (2 Jul 2012 to 30 Sep 2018)
    • (6)CF1 Director (2 Jul 2012 to 8 Dec 2019)
    • (5)CF30 Customer (2 Jul 2012 to 8 Dec 2019)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (6)Responsible for Insurance Distribution at MML Financial Associates Ltd

  2. controlled function added: (7)SMF17 Money Laundering Reporting Officer (MLRO) at MML Financial Associates Ltd

  3. controlled function added: (8)SMF16 Compliance Oversight at MML Financial Associates Ltd

  4. controlled function added: (9)SMF3 Executive Director at MML Financial Associates Ltd

  5. controlled function added: (10)[FCA CF] Client dealing at MML Financial Associates Ltd

  6. controlled function added: (11)[FCA CF] Functions requiring qualifications at MML Financial Associates Ltd