Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 26 Apr 2023)
- SMF27 Partner (9 Dec 2019 to 30 Jun 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2023)
- CF3 Chief Executive (22 Nov 2019 to 8 Dec 2019)
- CF4 Partner (22 Jan 2008 to 8 Dec 2019)
- CF11 Money Laundering Reporting (22 Jan 2008 to 1 Jul 2010)
- CF30 Customer (22 Jan 2008 to 8 Dec 2019)
- CF10 Compliance Oversight (22 Jan 2008 to 1 Jul 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.