Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (5 Mar 2004 to 20 Dec 2004)
    • CF22 Investment Adviser (Trainee) (23 Apr 2003 to 5 Mar 2004)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2002)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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