John Martin Gorman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J M G Independent Financial Advisers

    FRN 230606

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF7 Sole Trader (15 Feb 2005 to 31 Jan 2007)
    • CF21 Investment Adviser (2 Mar 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (2 Mar 2004 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (27 Aug 2002 to 1 Dec 2004)
    • CF7 Sole Trader (AR) (27 Aug 2002 to 1 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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