Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 29 Jul 2025)
    • [FCA CF] Client dealing (since 24 Feb 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (20 Nov 2017 to 8 Dec 2019)
    • CF10a CASS Oversight function (20 Nov 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Nov 2017 to 8 Dec 2019)
    • CF28 Systems and controls (20 Nov 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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