John Mark Parry-Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
    • [FCA CF] Client dealing (since 4 Nov 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (25 Feb 2016 to 30 Nov 2018)
  • Mardon Financial Advisers Limited (no longer approved here)

    FRN 538272

    • (6)Employed By (25 Feb 2016 to 30 Nov 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (27 Nov 2014 to 29 Feb 2016)
  • HARTEY WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 593740

    • Responsible for Insurance Mediation (1 May 2013 to 27 Aug 2013)
    • CF1 Director (1 May 2013 to 5 Sep 2013)
    • CF10 Compliance Oversight (1 May 2013 to 5 Sep 2013)
    • CF11 Money Laundering Reporting (1 May 2013 to 5 Sep 2013)
    • CF30 Customer (1 May 2013 to 5 Sep 2013)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (29 Feb 2008 to 30 Oct 2008)
  • Xact Finance (UK) Limited (no longer approved here)

    FRN 402296

    • Employed By (29 Feb 2008 to 30 Oct 2008)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Nov 2007 to 4 Jan 2008)
    • CF22 Investment Adviser (Trainee) (1 Mar 2007 to 31 Oct 2007)
  • The Mortgage Operation (no longer approved here)

    FRN 451326

    • Employed By (1 Mar 2007 to 4 Jan 2008)
  • Robert Nicholas Partnership (no longer approved here)

    FRN 206455

    • (4)Employed By (3 Mar 2003 to 1 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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