Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lyncombe Consultants Limited
FRN 618025
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 2 Nov 2018)
- CF30 Customer (since 21 Sep 2018)
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Baxter Pearse Financial Consultants Limited
FRN 620573
- Employed By (since 21 Sep 2018)
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- (651)Employed By (31 Jan 2011 to 18 Jul 2012)
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- CF30 Customer (12 Jan 2010 to 18 Jul 2012)
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- (118)Employed By (29 Jan 2008 to 30 Oct 2009)
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- CF30 Customer (29 Jan 2008 to 30 Oct 2009)
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- CF21 Investment Adviser (8 Apr 2004 to 9 Apr 2004)
- CF22 Investment Adviser (Trainee) (12 Nov 2002 to 9 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.