Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baillie Gifford & Co
FRN 142597
- [FCA CF] Manager of certification employee (since 1 Apr 2025)
- [FCA CF] Client dealing (since 10 Jan 2022)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (9 Dec 2019 to 6 Sep 2021)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2025)
- CF4 Partner (1 May 2016 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 31 Aug 2019)
- CF27 Investment Management (11 Nov 2003 to 31 Oct 2007)
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Baillie Gifford Overseas Limited
FRN 121818
- [FCA CF] Manager of certification employee (since 18 May 2023)
- [FCA CF] Client dealing (since 10 Jan 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 6 Sep 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Sep 2021)
- CF30 Customer (1 Nov 2007 to 31 Aug 2019)
- CF27 Investment Management (11 Nov 2003 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 16 Feb 2009)
- CF27 Investment Management (11 Nov 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.