John Lomax

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Belmayne Independent Financial Services LLP (no longer approved here)
FRN 409714
- [FCA CF] Client dealing (31 May 2023 to 31 Jul 2024)
- [FCA CF] Functions requiring qualifications (31 May 2023 to 31 Jul 2024)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (21 Nov 2019 to 1 May 2020)
Regency Wealth Ltd (no longer approved here)
FRN 578309
- (4)Employed By (21 Nov 2019 to 1 May 2020)
Hampshire Hill Group Limited (no longer approved here)
FRN 425911
- CF30 Customer (1 Jun 2013 to 22 Oct 2019)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (8 May 2003 to 30 Mar 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 May 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.