Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Algorithmic trading (since 2 Sep 2016)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- [FCA CF] Client dealing (16 Nov 2017 to 30 Mar 2021)
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Citibank Europe plc
FRN 211646
- [FCA CF] Manager of certification employee (since 16 Nov 2017)
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Citibank, N.A.
FRN 124704
- [FCA CF] Material risk taker (since 8 Nov 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2016)
- [FCA CF] Algorithmic trading (since 2 Sep 2016)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- [FCA CF] Client dealing (7 Mar 2016 to 30 Mar 2021)
- CF30 Customer (6 Apr 2010 to 6 Mar 2016)
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- CF30 Customer (10 Jul 2009 to 28 Dec 2009)
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- CF30 Customer (3 Mar 2009 to 16 Apr 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.