John Lister Walbey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Nov 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Nov 2002 to 31 Oct 2007)
    • CF26 Customer Trading (14 Nov 2002 to 27 Jan 2006)
  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • [FCA CF] Client dealing (7 Mar 2016 to 24 Nov 2023)
    • CF30 Customer (20 Mar 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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