Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 3 Jul 2018)
    • CF30 Customer (since 3 Jul 2018)
    • (1)Employed By (since 3 Jul 2018)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (7 Dec 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.