John Lavender

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saltus Partnership Limited

    FRN 554381

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
    • CF30 Customer (31 May 2018 to 8 Dec 2019)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (10 Jan 2014 to 30 Nov 2015)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (2 Jun 2011 to 14 Mar 2012)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (18 Mar 2010 to 28 Apr 2011)
  • Ashley Law Limited (no longer approved here)

    FRN 498488

    • Employed By (18 Mar 2010 to 28 Apr 2011)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 21 Dec 2007)
    • CF21 Investment Adviser (31 Jan 2007 to 31 Oct 2007)
  • West Bromwich Financial Planning Ltd (no longer approved here)

    FRN 452555

    • Employed By (31 Jan 2007 to 21 Dec 2007)

Recent activity

Updates to this individual's record on the FCA register.

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