Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (25 Mar 2021 to 8 Jul 2021)
- [FCA CF] Significant management (1 Mar 2019 to 8 Aug 2022)
- [FCA CF] Manager of certification employee (1 Mar 2019 to 8 Aug 2022)
- [FCA CF] Client dealing (1 Mar 2019 to 8 Aug 2022)
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- [PRA CF] Significant risk taker or Material risk taker (28 Mar 2018 to 8 Aug 2022)
- [FCA CF] Manager of certification employee (28 Mar 2018 to 8 Aug 2022)
- [FCA CF] Significant management (7 Mar 2017 to 8 Aug 2022)
- [FCA CF] Client dealing (7 Mar 2017 to 8 Aug 2022)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF26 Customer Trading (1 Dec 2005 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 1 Dec 2005)
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- CF30 Customer (1 Nov 2007 to 16 Nov 2009)
- CF26 Customer Trading (1 Dec 2005 to 31 Oct 2007)
- CF27 Investment Management (30 Jan 2002 to 1 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.