Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2024)
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- SMF16 Compliance Oversight (10 Dec 2018 to 27 Mar 2023)
- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 6 Dec 2017)
- CF10 Compliance Oversight (1 Feb 2009 to 9 Dec 2018)
- CF28 Systems and controls (1 Feb 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.