Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 May 2022)
    • CF30 Customer (1 Nov 2007 to 13 Oct 2008)
    • CF22 Investment Adviser (Trainee) (8 Dec 2006 to 31 Oct 2007)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (197)Employed By (14 Oct 2015 to 31 May 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (3 Feb 2014 to 16 Oct 2015)
  • Crawford Drake Limited (no longer approved here)

    FRN 582337

    • Employed By (12 Oct 2012 to 29 Nov 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (7 Oct 2008 to 8 Oct 2012)
    • CF21 Investment Adviser (1 Jun 2005 to 15 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.