Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (21 Dec 2009 to 26 Sep 2011)
- CF29 Significant management (1 Nov 2007 to 4 Oct 2012)
- CF16 Significant Mgt (Desgntd Investment Business) (22 Dec 2005 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 4 May 2004)
- CF14 Risk Assessment (1 Dec 2001 to 22 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.