John Kenneth Oakes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mattimore Wealth and Wellbeing Ltd (no longer approved here)
FRN 595054
- (1)Employed By (27 Apr 2023 to 28 Mar 2024)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Mar 2024)
- CF1 Director (AR) (15 Oct 2014 to 4 May 2023)
- CF30 Customer (4 Mar 2013 to 28 Mar 2024)
Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF30 Customer (16 Jan 2012 to 14 Dec 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.