Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 18 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (26 Nov 2008 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (26 Nov 2008 to 31 Mar 2009)
    • CF1 Director (4 Jul 2007 to 8 Dec 2019)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (2 Aug 2005 to 29 Apr 2007)
  • Beresfords Financial Services Ltd (no longer approved here)

    FRN 433952

    • Employed By (2 Aug 2005 to 29 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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