Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 29 Dec 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Dec 2021)
- CF30 Customer (1 Oct 2014 to 8 Dec 2019)
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- (3)Employed By (10 Apr 2006 to 1 Oct 2014)
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- CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.