Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RIA Capital Markets Limited (no longer approved here)

    FRN 219706

    • CF2 Non Executive Director (1 Jan 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 1 Jan 2010)
    • CF21 Investment Adviser (21 Nov 2005 to 31 Oct 2007)
    • CF1 Director (22 Nov 2004 to 1 Jan 2010)
    • CF3 Chief Executive (22 Nov 2004 to 1 Jan 2010)
    • CF8 Apportionment and Oversight (22 Nov 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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