Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (5 Sep 2017 to 8 Dec 2019)
    • CF1 Director (1 Jul 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jul 2015 to 30 Sep 2018)
  • Affinity Mortgages Limited (no longer approved here)

    FRN 598756

    • CF1 Director (1 Aug 2013 to 18 Feb 2015)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (18 Jun 2012 to 31 Jul 2013)
    • CF4 Partner (AR) (24 Jun 2008 to 10 Feb 2011)
  • Affinity Mortgages Limited (no longer approved here)

    FRN 582503

    • Employed By (18 Jun 2012 to 31 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

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