Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commerzbank AG

    FRN 124920

    • SMF22 Other Local Responsibility (since 3 Aug 2022)
    • [FCA CF] Material risk taker (7 Mar 2022 to 15 Sep 2022)
    • [FCA CF] Significant management (7 Mar 2021 to 15 Sep 2022)
    • [FCA CF] Algorithmic trading (10 Nov 2016 to 15 Sep 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 15 Sep 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (25 Jun 2007 to 31 Oct 2007)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF21 Investment Adviser (1 Dec 2001 to 28 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.