Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (23 Apr 2014 to 13 Jun 2014)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (23 Apr 2014 to 13 Jun 2014)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (28 Sep 2010 to 19 Nov 2012)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 25 Sep 2010)
    • CF21 Investment Adviser (12 Jun 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 25 Sep 2010)
    • CF21 Investment Adviser (12 Jun 2007 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (18 Mar 2002 to 27 Mar 2003)
    • CF26 Customer Trading (1 Dec 2001 to 18 Mar 2002)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (18 Mar 2002 to 21 Feb 2007)
    • CF26 Customer Trading (2 Dec 2001 to 18 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.