Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
- CF1 Director (AR) (since 22 Jan 2021)
- CF30 Customer (since 22 Jan 2021)
- [FCA CF] Functions requiring qualifications (13 Aug 2020 to 14 Feb 2021)
- [FCA CF] Client dealing (13 Aug 2020 to 14 Feb 2021)
- CF30 Customer (14 Sep 2015 to 8 Dec 2019)
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Forward Focus Financial Planning Limited
FRN 939312
- (2)Employed By (since 22 Jan 2021)
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- CF30 Customer (28 Jan 2014 to 24 Aug 2015)
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- CF30 Customer (25 May 2010 to 14 Feb 2014)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.