Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 29 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (since 15 Dec 2023)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (22 Dec 2022 to 5 May 2023)
    • [FCA CF] Functions requiring qualifications (22 Dec 2022 to 5 May 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Nov 2022)
    • CF30 Customer (5 Feb 2008 to 30 Nov 2022)
    • CF1 Director (AR) (5 Feb 2008 to 30 Apr 2019)
  • Bloomer Wealth Management Ltd (no longer approved here)

    FRN 840421

    • Employed By (18 Apr 2019 to 30 Nov 2022)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 1 Feb 2008)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
    • CF1 Director (AR) (15 May 2006 to 1 Feb 2008)
    • CF22 Investment Adviser (Trainee) (15 May 2006 to 17 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.