John Jeffries Harding

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nuveen Investment Management International Limited
FRN 141668
- [FCA CF] Client dealing (since 24 Mar 2023)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF30 Customer (30 Jan 2017 to 8 Dec 2019)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF30 Customer (30 Jan 2017 to 8 Dec 2019)
BlackRock International Limited (no longer approved here)
FRN 178638
- CF30 Customer (30 Jan 2017 to 8 Dec 2019)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (12 Feb 2014 to 17 Jun 2015)
Schroder Real Estate Investment Management Limited (no longer approved here)
FRN 190064
- CF30 Customer (24 Mar 2009 to 6 Dec 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.