Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mortgage Sourcing Limited
FRN 919409
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 16 Feb 2022)
- Responsibility for MCD Intermediation (since 11 Jun 2020)
- Responsible for Insurance Distribution (since 11 Jun 2020)
- SMF16 Compliance Oversight (since 11 Jun 2020)
- SMF3 Executive Director (since 11 Jun 2020)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2006)
- CF7 Sole Trader (AR) (1 Dec 2001 to 30 Nov 2006)
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- (2)Employed By (1 Dec 2001 to 30 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.