Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 16 Feb 2022)
    • Responsibility for MCD Intermediation (since 11 Jun 2020)
    • Responsible for Insurance Distribution (since 11 Jun 2020)
    • SMF16 Compliance Oversight (since 11 Jun 2020)
    • SMF3 Executive Director (since 11 Jun 2020)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2006)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 30 Nov 2006)
  • Ardgowan Financial Services (no longer approved here)

    FRN 188105

    • (2)Employed By (1 Dec 2001 to 30 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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