Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathbones Investment Management Limited
FRN 116316
- 17. Administrative functions in relation to managing investments
- [FCA CF] Client dealing (since 9 Jan 2026)
- [FCA CF] Functions requiring qualifications (since 9 Jan 2026)
- [FCA CF] Manager of certification employee (since 9 Jan 2026)
- [FCA CF] Functions requiring qualifications (3 Jan 2017 to 31 Jan 2022)
- [FCA CF] Manager of certification employee (3 Jan 2017 to 5 Oct 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.