Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (4 May 2022 to 13 Jul 2023)
- [FCA CF] Client dealing (4 May 2022 to 13 Jul 2023)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2014)
- CF21 Investment Adviser (28 Apr 2004 to 31 Oct 2007)
- CF1 Director (28 Apr 2004 to 30 Jun 2014)
- CF11 Money Laundering Reporting (28 Apr 2004 to 30 Jun 2014)
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- CF21 Investment Adviser (29 Aug 2002 to 31 Mar 2004)
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- (2)Employed By (29 Aug 2002 to 12 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.