John James Moore

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • SMF19 Head of Overseas Branch/Head of Overseas (3 Mar 2020 to 20 Dec 2022)
    • SMF22 Other Local Responsibility (7 Mar 2016 to 3 Mar 2020)
    • CF29 Significant management (23 Sep 2014 to 6 Mar 2016)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • SMF1 Chief Executive (3 Mar 2020 to 20 Dec 2022)
    • CF29 Significant management (23 Sep 2014 to 6 Mar 2016)

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