Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (3 Nov 2016 to 30 Nov 2020)
    • [FCA CF] Manager of certification employee (3 Nov 2016 to 30 Nov 2020)
    • [FCA CF] Material risk taker (3 Nov 2016 to 30 Nov 2020)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.