Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 14 Nov 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (3 Sep 2010 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (10 Oct 2003 to 27 Feb 2004)
  • Thomas Oliver UK LLP (no longer approved here)

    FRN 501748

    • (3)Employed By (22 Sep 2009 to 29 Jul 2010)
  • Kings Group Limited Liability Partnership (no longer approved here)

    FRN 162695

    • (1)Employed By (16 Jul 2009 to 22 Sep 2009)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (16 Jul 2009 to 29 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)Employed By at Kings Group Limited Liability Partnership