Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 14 Nov 2019)
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- CF30 Customer (3 Sep 2010 to 6 Mar 2016)
- CF22 Investment Adviser (Trainee) (10 Oct 2003 to 27 Feb 2004)
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- (3)Employed By (22 Sep 2009 to 29 Jul 2010)
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- (1)Employed By (16 Jul 2009 to 22 Sep 2009)
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- CF30 Customer (16 Jul 2009 to 29 Jul 2010)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (1)Employed By at Kings Group Limited Liability Partnership