Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (9 Dec 2019 to 8 Feb 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Feb 2022)
- SMF27 Partner (9 Dec 2019 to 20 Oct 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 24 Sep 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Sep 2024)
- Responsible for Insurance Distribution (1 Oct 2018 to 20 Oct 2025)
- Responsible for Insurance Mediation (1 Dec 2017 to 30 Sep 2018)
- CF11 Money Laundering Reporting (1 Dec 2017 to 8 Dec 2019)
- CF30 Customer (1 Dec 2017 to 8 Dec 2019)
- CF4 Partner (1 Dec 2017 to 8 Dec 2019)
- Responsibility for MCD Intermediation (1 Dec 2017 to 20 Oct 2025)
- CF10 Compliance Oversight (1 Dec 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.