Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (30 Oct 2017 to 8 Dec 2019)
    • CF1 Director (30 Oct 2017 to 8 Dec 2019)
  • Optimum Financial Group Limited (no longer approved here)

    FRN 215761

    • (15)Employed By (1 Dec 2001 to 19 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.