John Henry Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Forester Life Limited (no longer approved here)
FRN 177898
- [FCA CF] Client dealing (10 Dec 2018 to 22 Mar 2021)
Ecclesiastical Life Limited (no longer approved here)
FRN 110318
- CF22 Investment Adviser (Trainee) (5 Apr 2005 to 9 Sep 2005)
City Financial Planning Ltd (no longer approved here)
FRN 200112
- Employed By (4 Oct 2004 to 10 Feb 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.