Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • [FCA CF] Material risk taker (1 Jan 2023 to 28 Mar 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Mar 2024)
    • CF29 Significant management (15 Jan 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Jan 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Jan 2018 to 8 Dec 2019)
    • CF28 Systems and controls (19 Sep 2016 to 1 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.