John Henry Godfrey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Toronto-Dominion Bank (no longer approved here)
FRN 124859
- SMF24 Chief Operations (18 Jun 2018 to 20 Jun 2019)
- SMF16 Compliance Oversight (15 Sep 2017 to 25 Oct 2017)
- SMF3 Executive Director (1 Jul 2017 to 20 Jun 2019)
TD Bank Europe Limited (no longer approved here)
FRN 165556
- SMF24 Chief Operations (18 Jun 2018 to 20 Jun 2019)
- SMF16 Compliance Oversight (15 Sep 2017 to 25 Oct 2017)
- SMF3 Executive Director (1 Jul 2017 to 20 Jun 2019)
Goldman Sachs Asset Management International (no longer approved here)
FRN 147212
- CF29 Significant management (4 Feb 2009 to 15 Mar 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.