Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 23 Mar 2023)
    • CF1 Director (30 Apr 2002 to 3 Jun 2003)
    • CF27 Investment Management (1 Dec 2001 to 3 Jun 2003)
    • [FCA CF] Client dealing (since 5 Oct 2020)
    • [FCA CF] Material risk taker (since 5 Oct 2020)
    • [FCA CF] Manager of certification employee (since 5 Oct 2020)
    • [FCA CF] Significant management (3 Oct 2022 to 5 Feb 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 22 Dec 2015)
    • [FCA CF] Manager of certification employee (since 1 Jan 2021)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • [FCA CF] Significant management (3 Oct 2022 to 5 Feb 2025)
    • [FCA CF] Material risk taker (1 Jan 2021 to 27 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

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