Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Jupiter Unit Trust Managers Limited
FRN 122488
- [FCA CF] Material risk taker (since 23 Mar 2023)
- CF1 Director (30 Apr 2002 to 3 Jun 2003)
- CF27 Investment Management (1 Dec 2001 to 3 Jun 2003)
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Jupiter Asset Management Limited
FRN 141274
- [FCA CF] Client dealing (since 5 Oct 2020)
- [FCA CF] Material risk taker (since 5 Oct 2020)
- [FCA CF] Manager of certification employee (since 5 Oct 2020)
- [FCA CF] Significant management (3 Oct 2022 to 5 Feb 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 22 Dec 2015)
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JUPITER INVESTMENT MANAGEMENT LIMITED
FRN 171847
- [FCA CF] Manager of certification employee (since 1 Jan 2021)
- [FCA CF] Client dealing (since 1 Jan 2021)
- [FCA CF] Significant management (3 Oct 2022 to 5 Feb 2025)
- [FCA CF] Material risk taker (1 Jan 2021 to 27 Mar 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.