John Henry Carter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 12 Jul 2021)
    • [FCA CF] Client dealing (since 12 Jul 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Aug 2021)
    • CF30 Customer (11 Jul 2017 to 12 Aug 2021)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (169)Employed By (11 Jul 2017 to 12 Aug 2021)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (15 Feb 2010 to 8 Jan 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 23 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.