John Hazelton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • CF28 Systems and controls (1 Nov 2007 to 3 Jan 2012)
    • CF30 Customer (1 Nov 2007 to 3 Jan 2012)
    • CF11 Money Laundering Reporting (13 Apr 2004 to 19 Oct 2007)
    • CF13 Finance (13 Apr 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (13 Apr 2004 to 16 Nov 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 19 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 3 Jan 2012)
    • CF1 Director (1 Dec 2001 to 8 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.